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Table of Contents

It is the policy of Drew University to comply with the requirements of federal copyright law, codified as the Copyright Act of 1976 (17 U.S.C. § 101 et seq.), and as amended by the Digital Millennium Copyright Act of 1998 (Pub. L. No. 105-304, 112 Stat. 2860), and the Technology, Education, and Copyright Harmonization Act of 2002 (Pub. L. No. 107-273, 116 Stat. 1910). As a result, all faculty, staff and students of Drew University are required to meet their legal obligations and follow these policy guidelines. Faculty, students and staff are encouraged to learn more about copyright and fair use as it applies to their work and intellectual property.

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Violations of copyright laws can result in civil and criminal prosecution. Claims can be asserted against individuals, who are found to have violated copyright laws, as well as against the University.

Civil and Criminal Penalties for Copyright Infringement


Penalties for copyright infringement include civil and criminal penalties. In general, anyone found liable for civil copyright infringement may be ordered to pay either actual damages or statutory” damages affixed at not less than $750 and not more than $30,000 per work infringed. For willful” infringement, a court may award up to $150,000 per work infringed. A court can, in its discretion, also assess costs and attorneys fees. For details, see Title 17, United States Code, Section 504,505.

Willful copyright infringement can also result in criminal penalties, including imprisonment of up to five years and fines of up to $250,000 per offense. For more information, please see the Web site of the U.S.Copyright Office at: www.copyright.gov

Legal Background

Copyright law has a constitutional basis and dimension. Article I, Section 8, Clause 8 of the United States Constitution authorizes Congress to enact legislation designed to “promote the Progress of Science and useful Arts by securing for limited Times to Authors and Inventors, the exclusive Right to their respective Writings and Discoveries.”

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Four factors are applied to the facts of each use in order to determine whether the intended use is protected as “fair use.”  The four factors utilized in evaluating fair use are:

  • the purpose and character of the use, for example whether the use is properly characterized as commercial use or for nonprofit educational purposes, or fundamentally transformative,
  • the nature of the copyrighted work, for example, the use of purely factual information (statistics, lists) is more likely to constitute fair use than the use of creative works, such as fiction or poetry,
  • how much of the copyrighted work is utilized in relation to the work as a whole, and
  • the effect of the use upon the market or value of the copyrighted work, or in other words how does the use effect the owner’s economic interests.

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(1) The right of attribution protects the author's right to be known as the creator of a work, prevents others from claiming that authorship and from having other works falsely attributed to him or her. The right of integrity refers to an author's right to prevent alteration of the work that would jeopardize the author’s honor or reputation.

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Complete and retain a copy of this checklist for each “fair use” of a copyrighted work in order to establish a “reasonable and good faith” attempt at applying fair use should any dispute regarding such use arise.

Factor 1: Purpose and Character of the Use

 

Weighs in Favor of Fair Use

Weighs Against Fair Use

□  Nonprofit Educational Institution

□  Commercial activity, profit from use

□  Used for Purpose of Teaching (including multiple copies for classroom use) and/or  Scholarship or Criticism, Comment, News Reporting, or Parody

□ For public distribution

□  Used for noncommercial, nonprofit educational use

□ Used for entertainment

□  Transformative (use changes work for new utility or purpose)

□ Mirror image copying

□  Use is necessary to achieve your intended educational purpose

□ Use exceeds that which is necessary to achieve your intended educational purpose

___ _Factors Weighing in Favor of Fair Use_

___ _Factors Weighing Against Fair Use_

Factor 2:  Nature of Copyrighted Work

 

Weighs in Favor of Fair Use

Weighs Against Fair Use

□ Published work

□ Unpublished work

□ Factual/informational and educational in nature or nonfiction work

□ Fiction or highly creative work (art, music, novels, films, plays, poetry)

□ Non-consumable work

□ Consumable work (workbook, test)

__ Factors Weighing in Favor of Fair Use

___ _Factors Weighing Against Fair Use_

Factor 3:  Amount and Substantiality of Portion Used

 

Weighs in Favor of Fair Use

Weighs Against Fair Use

□ Decidedly small portion of work used (no more than 10% of work not divided into chapters or having less than 10 chapters or nomore than 1 chapter of a 10 or more chapter work)

□ Large portion or entire work used (more than 10% of work not divided into chapters or having less than 10 chapters or more than 1 chapter of a 10 or more chapter work)

□ Portion used is not central or significant to entire work as a whole

□ Portion used is central to work or “heart of the work”

□ Amount taken is narrowly tailored to accomplish a demonstrated, legitimate purpose in the course curriculum and must be narrowly tailored to accomplish that purpose

□ Amount taken is more than necessary to accomplish a demonstrated, legitimate purpose in the course curriculum or is not narrowly tailored to accomplish a demonstrated legitimate purpose in the course curriculum

□ Access limited to students enrolled in course for only the term of the course

□ Access not limited

___ _Factors Weighing in Favor of Fair Use_

_  _Factors Weighing Against Fair Use

Factor 4:  Effect on Market for Original

 

Weighs in Favor of Fair Use

Weighs Against Fair Use

□ Permission for digital excerpt is not readily available from publisher or Copyright Clearance Center at a reasonable price

□ Permission for digital excerpt is readily available from publisher or Copyright Clearance Center at a reasonable price

□ Decidedly small portion used

□ Large portion or entire work used

□ User owns lawfully acquired or purchased copy of original work

□ User does not own lawfully acquired or purchased copy of original work

□ Use stimulates market for original work



□ Use impairs the market or potential market for original work

___ _Factors Weighing in Favor of Fair Use_

___ _Factors Weighing Against Fair Use_

 

Revised for use at Drew University based on the Fair Use Checklists of the University System of Georgia, http://www.usg.edu/images/copyright_docs/fair_use_checklist.pdf _and Columbia University, http://www.copyright.columbia.edu/fair-use-checklist_